Distribution Officer

AML Specialist – Distribution

Asset Management - EXCLUSIVE

This great opportunity will allow you to join an international, successful and prestigious asset manager. You will strengthen the first line of defence framework in close cooperation with the business. In this role, you will report directly to the Head of Distribution Oversight and play a critical role in executing business partners’ onboarding and ongoing due diligence monitoring in line with applicable regulations. 

You will be responsible for the day-to-day execution of the entire Distribution Oversight lifecycle of a business partners’ onboarding and regular recertification. You will be joining the Distribution & Marketing team and work in close cooperation with the Business Development Teams.

LHH Recruitment Solutions offers extensive recruitment solutions through one unique brand. 

We are specialised in the recruitment of qualified professionals. At LHH Recruitment Solutions, we believe in talent, not labels, embrace diversity, and promote more inclusive employment to our clients and partners.

Your Responsibilities

• Manage the daily activity of the Distribution Oversight framework for the outsourced Transfer Agent activities and for the distribution network.
• Perform business partners’ due diligence at onboarding and on an ongoing basis in respect with AML/KYC/CTF rules and cross-border rules.
• Work closely with the Compliance team on changes to applicable regulations and laws. Support the drafting and implementation of updated or new departmental procedures resulting from changes in regulations or laws (regulatory watch).
• Act as a partner to the distribution team by providing assistance, guidance and recommendations for the collection of required documentation at onboarding and recertification.
• Support the Head of Distribution Oversight as point of contact for clients and all external partners as well as all internal stakeholders on all Distribution Oversight related topics.
• Prepare the Distribution Oversight related analysis and reports for Management Company and AML committees.
• Assist in answering to regulatory requests including the completion of AML regulatory questionnaires.

Your Profile 

This position requires a blend of expertise in AML/KYC/CTF practices, distribution oversight regulation, and excellent communication skills to effectively collaborate with internal teams and external partners and clients.

• Master’s degree completed with a first successful experience in AML KYC on funds of minimum 4 years.
• An experience in the asset management industry is an asset.
• Initiative-taker with a solution-driven mindset and ability to challenge the status quo.
• Eagerness to learn, customer-focused with excellent communication skills.

To include yourself in this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact ANNIE BURTON as soon as possible - CONFIDENTIALITY ASSURED. 

Ready For Next.

Annie Burton – annie.burton@lhh.com

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