SENIOR COMPLIANCE OFFICER (M/F)
Veröffentlicht am 20/12/2024
DO Recruitment Advisors
- Luxembourg-Ville
- Investmentfonds
- Rechtswesen
- Zwischen 80k und 95k € / Jahr
Arbeitszeit
Vertragsart
Sprachen
Berufserfahrung
Bildungsniveau
SENIOR COMPLIANCE OFFICER (M/F)
DO Recruitment is delighted to assist this prestigious asset manager in the recruitment of a Compliance Officer who will report to the Head of Compliance based in Luxembourg. This role will primarily focus on Financial Crime Compliance in Luxembourg and (UK).
RESPONSABILITIES:
- Ensure compliance with local and international financial crime regulations, including AML, CFT, sanctions, and anti-bribery laws, with specific expertise in Luxembourg and UK regulatory landscapes.
- Provide expert advisory to the business on compliance risks and obligations, ensuring alignment with CSSF (Luxembourg) and FCA (UK) expectations.
- Monitor regulatory developments, ensuring policies and procedures reflect current and
- upcoming requirements in both jurisdictions.
- Conduct periodic compliance reviews and testing to ensure the effectiveness of Financial Crime.
- Compliance (FCC) controls, providing recommendations for enhancements where needed.
- Assist in preparing compliance reports for senior management, risk committees, boards, and regulators.
- Assist in support regulatory inspections, audits, and due diligence processes.
- Conduct screening of clients, counterparties, and transactions using tools such as World-Check
- Provide sign off for new private market investments, institutional client relationships as well as sub-distribution due diligence reviews.
- Assist in maintaining and optimise screening configurations to reduce false positives while ensuring effective risk coverage.
- Assist in performing periodic quality assurance reviews of screening processes to enhance operational efficiency and compliance outcomes.
PROFILE:
- 4-5 years of experience in a compliance role in a management company,
- A keen interest in financial services and Financial Crime Compliance,
- A good understanding of both the Luxembourg and UK investment funds world,
- Experience in Financial Crime Compliance (asset manager experience seen as a positive
- advantage),
- A baseline understanding of OEIC and UCITS funds (incl. the underlying regulations that impact
- them),
- Excellent command of the English language (German, French and Dutch considered a
- positive advantage),
- The ability to build and maintain meaningful relationships,
- A strong belief in doing the right thing,
- Ability to recognise and embrace change,
- Ability to analyse, interpret and assimilate information.
CLIENT:
Our client is an international asset management company, based in the city center.
At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.
